Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FOOTHILL SECURITIES, INC.
1027
JEFFREE LEE
1018119
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-07-30
D/A
$282,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2013-06-25
D/A
$272,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2013-02-25
D/A
$232,240.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2013-01-10
D/A
$203,840.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-11-27
D/A
$158,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-10-29
D/A
$129,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-10-11
D/A
$117,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-09-20
D/A
$115,520.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-09-11
D/A
$106,720.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-09-06
D/A
$96,320.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-08-27
D/A
$94,320.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-08-23
D/A
$91,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2009-10-16
D/A
$397,722.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-18
D/A
$379,032.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-17
D/A
$370,532.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-08
D/A
$358,532.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-03
D/A
$350,882.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-08-11
D/A
$255,477.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE