Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWPORT GROUP SECURITIES, INC.
29722
ANDY MORAN
1013614
NEWPORT GROUP SECURITIES, INC.
29722
FRANCIS ANDREW MORAN
1013614
NEWPORT GROUP SECURITIES
29722
F. ANDREW MORAN
1013614
NEWPORT GROUP SECURITIES, INC.
29722
ANDREW MORAN
1013614
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-03-23
D/A
$2,346,500.00
No
$0.00
No
2017-02-17
D/A
$1,480,898.00
No
$0.00
No
2017-02-13
D/A
$1,071,276.00
No
$0.00
No
2016-12-08
D/A
$320,007.00
No
$0.00
No
2016-03-02
D/A
$2,378,399.00
No
$0.00
No
2016-02-05
D/A
$1,050,547.00
No
$0.00
No
2016-01-21
D/A
$1,462,888.00
No
$0.00
No
2015-12-14
D/A
$259,123.00
No
$0.00
No
2015-03-06
D/A
$2,147,182.00
No
$0.00
No
2015-02-23
D/A
$982,610.00
No
$0.00
No
2015-02-12
D/A
$1,441,824.00
No
$0.00
No
2014-12-03
D/A
$198,871.00
No
$0.00
No
2014-03-21
D/A
$1,852,284.00
No
$0.00
No
2014-02-24
D/A
$910,412.00
No
$0.00
No
2014-02-14
D/A
$1,419,745.00
No
$0.00
No
2013-12-17
D/A
$129,943.00
No
$0.00
No
2013-03-25
D/A
$1,715,240.00
No
$0.00
No
2013-03-04
D/A
$833,837.00
No
$0.00
No
2013-02-21
D/A
$1,368,841.00
No
$0.00
No
2013-01-18
D
$16,952.00
No
$0.00
No
2012-04-02
D/A
$1,348,000.00
No
$0.00
No
2012-04-02
D/A
$833,837.00
No
$0.00
No
2012-04-02
D/A
$1,675,887.00
No
$0.00
No
2011-06-08
D/A
$0.00
No
$0.00
No
2011-04-01
D/A
$1,598,280.00
No
$0.00
No
2011-02-25
D/A
$1,348,000.00
No
$0.00
No
2011-02-24
D/A
$833,837.00
No
$0.00
No
2010-08-09
D/A
$0.00
No
$0.00
No
2010-03-15
D/A
$1,598,280.00
No
$0.00
No
2009-12-22
D
$1,598,280.00
No
$0.00
No
2009-12-18
D
$1,248,000.00
No
$0.00
No
2009-12-18
D
$833,837.00
No
$0.00
No