Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JOSH LEDERER
4898773
FALLBROOK CREDIT FINANCE
101180
NONE
NONE
FALLBROOK CAPITAL SECURITIES CORPORATION
101180
NONE
NONE
FALLBROOK CAPITAL SECURITIES CORP.
101180
NONE
NONE
FALLBROOK CAPITAL SECURITIES CORP
101180
NONE
NONE
FALLBROOK CAPITAL SECURITIES CORPORATION
101180
NONE
NONE
FALLBROOK CAPITAL SECURITIES
101180
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-02-28
D/A
$2,250,000.00
Yes
$0.00
No
2018-01-31
D
$2,250,000.00
Yes
$0.00
No
2015-11-23
D/A
$820,000.00
Yes
$75,000.00
Yes
2015-07-10
D
$1,141,158.00
Yes
$0.00
No
2015-04-10
D/A
$687,000.00
Yes
$90,000.00
Yes
2014-12-04
D
$665,000.00
No
$75,000.00
No
SALES COMMISSIONS TO BE PAID OVER NEXT 18 MONTHS
2014-07-10
D
$1,250,000.00
Yes
$0.00
No
2014-01-14
D
$1,400,000.00
Yes
$0.00
No
AN AMOUNT (DETERMINED BY THE GENERAL PARTNER IN ITS SOLE DISCRETION) UP TO THE $7,000,000 ACQUISITION FEE MAY BE USED BY THE GENERAL PARTNER TO PAY SALES COMMISSIONS.
2009-01-14
D
$6,250.00
Yes
$0.00
Yes