Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
LEO ROSNER
1011519
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
LEO ROSNER
1011519
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-03-23
D/A
$10,150,000.00
Yes
$0.00
Yes
PLACEMENT FEES MAY BE WAIVED IN WHOLE OR IN PART BY THE ISSUER IN ITS DISCRETION.
2023-03-10
D/A
$10,150,000.00
Yes
$0.00
Yes
PLACEMENT FEES MAY BE WAIVED IN WHOLE OR IN PART BY THE ISSUER IN ITS DISCRETION.
2023-01-13
D/A
$10,150,000.00
Yes
$0.00
Yes
PLACEMENT FEES MAY BE WAIVED IN WHOLE OR IN PART BY THE ISSUER IN ITS DISCRETION.
2022-12-29
D/A
$10,150,000.00
Yes
$0.00
Yes
PLACEMENT FEES MAY BE WAIVED IN WHOLE OR IN PART BY THE ISSUER IN ITS DISCRETION.
2022-12-08
D/A
$10,150,000.00
Yes
$0.00
Yes
PLACEMENT FEES MAY BE WAIVED IN WHOLE OR IN PART BY THE ISSUER IN ITS DISCRETION.
2022-11-16
D/A
$10,150,000.00
Yes
$0.00
Yes
PLACEMENT FEES MAY BE WAIVED IN WHOLE OR IN PART BY THE ISSUER IN ITS DISCRETION.
2015-03-25
D/A
$1,582,950.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2014-05-28
D/A
$1,506,521.00
Yes
$0.00
No