Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RUBEN IGNACIO BRICENO
007175179
UNKNOWN
NONE
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$0.00
Yes
$63,000.00
Yes
NO BROKER DEALER WAS USED IN THE SALES AS OF THE DATE HEREOF AND NO SALES COMMISSIONS HAVE BEEN PAID. FUTURE SALES SHALL BE SUBJECT TO FEES AND COMMISSIONS DESCRIBED ABOVE.