Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ERIC P. MEYER
005881743
SPARTAN CAPITAL SECURITIES, LLC
000146251
Companies
Company Name
LIPELLA PHARMACEUTICALS INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-04-01
D
$1,104,000.00
Yes
$0.00
No
FEES ASSUME ALL WARRANTS EXERCISED; SPARTAN CAPITAL SECURITIES, LLC AND ITS DESIGNEES WILL ALSO RECEIVE UP TO 420,000 SHARES OF SERIES C PREFERRED STOCK, WARRANTS TO PURCHASE UP TO 333,333 SHARES OF COMMON STOCK, AND $50,000 FOR LEGAL FEES.
2025-01-07
D
$441,575.00
Yes
$0.00
No
SPARTAN CAPITAL SECURITIES, LLC ("SPARTAN") AND ITS REPRESENTATIVE RECEIVED AN AGGREGATE OF 303,041 SHARES OF SERIES C PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 97,216 SHARES OF COMMON STOCK. THE ISSUER ALSO PAID SPARTAN $50,000 FOR ITS LEGAL FEES.