Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

1031 SECURITIES INC.
000326590
SCOTT DAVID OFFERMAN
004619093
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-07-02
D/A
$706,830.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2026-06-25
D/A
$252,693.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2026-03-06
D/A
$706,830.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2026-03-06
D/A
$1,005,829.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2026-03-02
D/A
$247,098.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2026-01-30
D/A
$0.00
No
$0.00
No
CLEARVIEW TRADING ADVISORS, INC. ("CLEARVIEW") WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE TOTAL TRANSACTION AMOUNT. CLEARVIEW WILL ALSO RECEIVE A $5,000.00 PER MONTH ADVISORY FEE RELATED TO THIS OFFERING.
2025-10-27
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.