Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

STONEHAVEN, LLC
000118913
DAVID THOMAS FRANK
003256230
DAVID FRANK
003256230
STONEHAVEN, LLC
000118913
DAVID FRANK
003256230
STONEHAVEN, LLC
000118913
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-08-08
D/A
$9,520,000.00
Yes
$0.00
No
2024-08-09
D/A
$9,520,000.00
Yes
$0.00
No
2024-04-05
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGMENT AND/OR THE INCENTIVE ALLOCATION.