Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CHRISTOPHER JAMES FIORE
002269479
MAXIM GROUP LLC
000120708
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$3,188,387.00
No
$0.00
No
THE ISSUER ALSO ISSUED WARRANTS TO PURCHASE AN AGGREGATE OF: (I) 166,667 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $0.0001 TO BENCHMARK AND SEAPORT AND (II) 829,730 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $3.00 TO THE PLACEMENT AGENTS.