Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
M HOLDINGS SECURITIES
000043285
JAMES D. KAPLAN
001184946
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$267,411.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$217,922.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
