Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
FREDRIC MICHAEL OBSBAUM
001160811
INTE SECURITIES LLC
000047107
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$579,709.00
Yes
$225,400.00
Yes
RECIPIENTS 1 AND 2 LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISION PAID TO DATE TO RECIPIENT TWO.
D/A
$725,210.00
Yes
$225,400.00
Yes
RECIPIENTS 1 AND 2 LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISSIONS PAID TO DATE TO RECIPIENT TWO.
D/A
$725,210.00
Yes
$225,400.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISSIONS PAID TO DATE TO RECIPIENT TWO.
D/A
$579,709.00
Yes
$225,400.00
Yes
RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISION PAID TO DATE TO RECIPIENT TWO.
