Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CONNAUGHT (U.S.) LLC
000300401
NOT APPLICABLE
NONE
CONNAUGHT (U.S.) LLC
000300401
CONNAUGHT (U.S.) LLC
000300401
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-10
D/A
$15,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE SALES COMMISSIONS TO BE PAID TO THE ENTITY LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTEREST IN THE ISSUER AND CERTAIN RELATED ISSUERS.
2026-04-10
D/A
$15,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE SALES COMMISSIONS TO BE PAID TO THE ENTITY LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTEREST IN THE ISSUER AND CERTAIN RELATED ISSUERS.
2026-04-10
D/A
$15,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTEREST IN THE ISSUER AND CERTAIN RELATED ISSUERS.
2025-03-24
D/A
$8,981,250.00
Yes
$0.00
Yes
2025-03-24
D/A
$2,887,500.00
Yes
$0.00
Yes