Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TCG CAPITAL MARKETS L.L.C.
000291767
NOT APPLICABLE
NONE
TCG CAPITAL MARKETS L.L.C.
000291767
NOT APPLICABLE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
2025-09-25
D
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
2025-09-04
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
2024-09-16
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
2024-09-13
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
2024-07-12
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.