Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
ANDREW GRAVES
004434829
CLEAR STREET
000288933
NONE
NONE
CLEAR STREET LLC
000288933
NONE
NONE
CLEAR STREET LLC
000288933
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$34,153,881.00
No
$0.00
No
ESTIMATE INCLUDES 2% CASH FEE AND 2% EQUITY FEE ON SHARES ISSUED IN PIPE.
D
$19,596,423.00
No
$0.00
No
IN ADDITION TO THE CASH COMPENSATION NOTES IN "SALES COMMISSION" ABOVE, THE PLACEMENT AGENTS RECEIVED WARRANTS TO PURCHASE UP TO AN AGGREGATE OF 163,929 SHARES OF COMMON STOCK WITH AN EXERCISE PRICE OF $10.00 PER SHARE, VESTING AS TO 20% OF THE UNDERLYIN
