Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
KINGSWOOD CAPITAL PARTNERS, LLC
000288898
KINGSWOOD CAPITAL PARTNERS, LLC
000288898
KENNETH RODGER BOLTON
001086678
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,258,168.00
Yes
$0.00
Yes
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND B, LP.
D/A
$1,476,386.00
Yes
$0.00
Yes
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND, LP.
D/A
$3,136,000.00
Yes
$0.00
Yes
D/A
$0.00
No
$0.00
No
CLEARVIEW TRADING ADVISORS, INC. ("CLEARVIEW") WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE TOTAL TRANSACTION AMOUNT. CLEARVIEW WILL ALSO RECEIVE A $5,000.00 PER MONTH ADVISORY FEE RELATED TO THIS OFFERING.
D/A
$1,083,168.00
Yes
$0.00
Yes
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND B, LP.
D/A
$1,376,823.00
Yes
$0.00
Yes
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND, LP.
D/A
$158,250.00
Yes
$0.00
Yes