Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
INVICTA CAPITAL LLC
000288101
NONE
NONE
INVICTA CAPITAL, LLC
000288101
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-22
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 2.
2026-01-16
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 2.
2026-01-16
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 2.
2025-05-23
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 2.
2025-01-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 2.
2025-01-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 2.
2024-05-23
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PLACEMENTS HAVE BEEN MADE TO DATE BY RECIPIENT 2.