Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
KCPS CAPITAL MANAGEMENT LTD.
000285893
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$146,302.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 AND 4 LISTED IN ITEM 12.
D/A
$51,796.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 AND 4 LISTED IN ITEM 12.
D/A
$41,625.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$113,962.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$32,627.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$83,998.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$59,040.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$24,174.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. PAYMENTS HAVE BEEN MADE TO RECIPIENT 3 LISTED IN ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. TO DATE, NO PAYMENTS HAVE BEEN MADE TO ANY RECIPIENT LISTED IN ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER NO LONGER ENGAGES RECIPIENTS 1 AND 2 LISTED IN ITEM 12. TO DATE, NO PAYMENTS HAVE BEEN MADE TO ANY RECIPIENT LISTED IN ITEM 12.
