Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
SAF FINANCIAL SECURITIES LLC
000284938
NONE
NONE
SAF FINANCIAL SECURITIES LLC
000284938
SAF FINANCIAL SECURITIES, LLC
000284938
STRATEGIC ALTERNATIVE FUNDS GROUP, LLC
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. THE FUND CEASED TO USE PLACEMENT AGENT SERVICES FROM (A) SAFFINANCIAL SECURITIES LLC ON AUGUST 10, 2022 AND (B) RAYMOND JAMES + ASSOCIATES, INC. ON SEPTEMBER 1, 2024.
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. THE FUND CEASED TO USE PLACEMENT AGENT SERVICES FROM (A) SAFFINANCIAL SECURITIES LLC ON AUGUST 10, 2022 AND (B) RAYMOND JAMES + ASSOCIATES, INC. ON SEPTEMBER 1, 2024.
2025-11-18
D/A
$3,400,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.
2025-11-05
D/A
$4,900,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.
2025-10-15
D/A
$0.00
No
$0.00
No
2025-05-05
D/A
$4,900,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.
2025-05-05
D/A
$3,400,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.
2024-12-06
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. ON AUGUST 10, 2022 THE FUND CEASED TO USE THE SERVICES OF SAF FINANCIAL SECURITIES LLC AS A PLACEMENT AGENT.
2024-12-06
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. ON AUGUST 10, 2022 THE FUND CEASED TO USE THE SERVICES OF SAF FINANCIAL SECURITIES LLC AS A PLACEMENT AGENT.
2024-10-21
D/A
$0.00
No
$0.00
No