Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
GENERAL WELLINGTON CAPITAL, LLC
000282139
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$346,719.00
Yes
$0.00
Yes
THE RECIPIENTS SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. RECIPIENT 2 HAS NOT YET BEEN PAID.
D/A
$360,135.00
Yes
$0.00
Yes
THE RECIPIENTS SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. RECIPIENT 2 HAS NOT YET BEEN PAID.
