Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
ALPINE CAPITAL ADVISORS
NONE
HOLLISTER ASSOCIATES, LLC
000173366
HOLLISTER ASSOCIATES, LLC
000173366
LANGSCHIFF CAPITAL PARTNERS
NONE
HOLLISTER ASSOCIATES, LLC
000173366
NONE
NONE
HOLLISTER ASSOCIATES, LLC
000173366
LESTRINO BAQUIRAN
004308763
NONE
NONE
HOLLISTER ASSOCIATES, LLC
000173366
NONE
NONE
HOLLISTER ASSOCIATES LLC
000173366
HOLLISTER ASSOCIATES, LLC
000173366
LESTRINO BAQUIRAN
004308763
NONE
NONE
HOLLISTER ASSOCIATES LLC
000173366
HOLLISTER ASSOCIATES, LLC
000173366
NOT APPLICABLE
NONE
JOHN M MURPHY
002427633
HOLLISTER ASSOCIATES, LLC
000173366
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$0.00
No
$0.00
No
WE ARE NOT CURRENTLY USING PLACEMENT AGENTS AND THE SALES COMMISSIONS REPRESENT CUMULATIVE AND HISTORIC PAYMENTS TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D.
D/A
$0.00
Yes
$6,195,050.00
Yes
INCLUDES AMOUNTS PAID THROUGH MARCH 1, 2026. FEE IS GENERALLY 20% OF AMOUNTS COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.
D/A
$371,645.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$598,227.00
Yes
$0.00
Yes
THE RECIPIENTS IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
AGREEMENTS WITH XT CAPITAL PARTNERS, LLC + HOLLISTER ASSOCIATES, LLC WERE TERMINATED ON 4/24/23, AND 10/20/23,RESPECTIVELY. THE ISSUER CONTINUES TO MAKE PAYMENTS TO HOLLISTER ASSOCIATES, LLC IN RESPECT OF EXISTING INVESTORS.
D/A
$101,237.00
No
$0.00
No
AGREEMENTS WITH XT CAPITAL PARTNERS, LLC + HOLLISTER ASSOCIATES, LLC WERE TERMINATED ON 4/24/23, AND 10/20/23, RESPECTIVELY. THE ISSUER CONTINUES TO MAKE PAYMENTS TO HOLLISTER ASSOCIATES, LLC IN RESPECT OF EXISTING INVESTORS.
D/A
$6,396,662.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$6,036,926.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$6,799,724.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$2,754,940.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$157,035.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$37,419.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$579,709.00
Yes
$225,400.00
Yes
RECIPIENTS 1 AND 2 LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISION PAID TO DATE TO RECIPIENT TWO.
D/A
$725,210.00
Yes
$225,400.00
Yes
RECIPIENTS 1 AND 2 LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO SALES COMMISSIONS PAID TO DATE TO RECIPIENT TWO.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$0.00
No
$0.00
No
WE ARE NOT CURRENTLY USING PLACEMENT AGENTS AND THE SALES COMMISSIONS REPRESENT CUMULATIVE AND HISTORIC PAYMENTS TO ALL PLACEMENT AGENTS LISTED IN THIS FORM D.
D/A
$0.00
Yes
$5,652,944.00
Yes
INCLUDES AMOUNTS PAID THROUGH MAY 1, 2025. FEE IS GENERALLY 20% OF AMOUNTS COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.
D/A
$598,227.00
Yes
$0.00
Yes
THE RECIPIENTS IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$360,705.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$29,126.00
No
$0.00
No
AGREEMENTS WITH XT CAPITAL PARTNERS, LLC + HOLLISTER ASSOCIATES, LLC WERE TERMINATED ON 4/24/23, AND 10/20/23, RESPECTIVELY. THE ISSUER CONTINUES TO MAKE PAYMENTS TO HOLLISTER ASSOCIATES, LLC IN RESPECT OF EXISTING INVESTORS.
D/A
$0.00
No
$0.00
No
AGREEMENTS WITH XT CAPITAL PARTNERS, LLC + HOLLISTER ASSOCIATES, LLC WERE TERMINATED ON 4/24/23, AND 10/20/23,RESPECTIVELY. THE ISSUER CONTINUES TO MAKE PAYMENTS TO HOLLISTER ASSOCIATES, LLC IN RESPECT OF EXISTING INVESTORS.
D/A
$5,488,600.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$1,592,878.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$4,999,973.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$5,477,730.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$50,672.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$37,419.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE [INVESTMENT MANAGER/GENERAL PARTNER] (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$2,413,330.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$5,086,001.00
Yes
INCLUDES AMOUNTS PAID THROUGH MAY 1, 2024. FEE IS GENERALLY 20% OF AMOUNTS COLLECTED FROM LIMITED PARTNERS BROUGHT IN BY FINDERS LISTED IN ITEM 12.
