Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
OAKPOINT SOLUTIONS, LLC
000171775
NONE
NONE
OAKPOINT SOLUTIONS, LLC
000171775
NONE
NONE
OAKPOINT SOLUTIONS LLC
000171775
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-15
D/A
$0.00
Yes
$71,000.00
Yes
THE INVESTMENT MANAGER HAD ENGAGED RECIPIENTS 1 AND 2 ON A MONTHLY RETAINER BASIS.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT SERVES AS A PLACEMENT AGENT AND IS ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PAYMENTS MADE TO DATE.
2025-10-17
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT SERVES AS A PLACEMENT AGENT AND IS ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. NO PAYMENTS MADE TO DATE.
2025-09-23
D/A
$0.00
Yes
$0.00
Yes
2025-09-19
D/A
$0.00
Yes
$0.00
Yes
2025-09-19
D/A
$0.00
Yes
$0.00
Yes
2025-09-15
D/A
$256,071.00
Yes
$0.00
Yes
2025-09-15
D/A
$1,548,416.00
Yes
$0.00
Yes
2025-05-16
D/A
$0.00
Yes
$71,000.00
Yes
THE INVESTMENT MANAGER HAD ENGAGED RECIPIENTS 1 AND 2 ON A MONTHLY RETAINER BASIS.
2024-10-01
D/A
$0.00
Yes
$0.00
Yes
2024-10-01
D/A
$0.00
Yes
$0.00
Yes
2024-10-01
D/A
$0.00
Yes
$0.00
Yes
2024-05-17
D/A
$0.00
Yes
$57,000.00
Yes
THE INVESTMENT MANAGER HAS ENGAGED THE RECIPIENTS ON A MONTHLY RETAINER BASIS.