Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
FALLLINE SECURITIES LLC
000171349
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MGR. (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN AUM AND/OR THE INCENTIVE ALLOCATION. FALLLINE TERMINATED REGISTRATION WITH THE SEC JAN. 21, 2020.
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MGR. (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN AUM AND/OR THE INCENTIVE ALLOCATION. FALLLINE TERMINATED REGISTRATION WITH THE SEC JAN. 21, 2020.