Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
PJT PARTNERS LP
000171058
PJT PARTNERS LP
000171058
NOT APPLICABLE
NONE
NONE
NONE
PJT PARTNERS LP
000171058
NONE
NONE
PJT PARTNERS LP
000171058
NONE
NONE
PJT PARTNERS LP
000171058
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$2,500,000.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION IS ESTIMATED FOR THE ISSUER AND CERTAIN RELATED ISSUERS AND REPRESENTS AN ESTIMATE OF THE TOTAL COMMISSION TO BE PAID IN THE OFFERING OF INTERESTS IN THE ISSUER AND THOSE RELATED ISSUERS DURING THE OFFERING.
D/A
$2,500,000.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSION IS ESTIMATED FOR THE ISSUER AND CERTAIN RELATED ISSUERS AND REPRESENTS AN ESTIMATE OF THE TOTAL COMMISSION TO BE PAID IN THE OFFERING OF INTERESTS IN THE ISSUER AND THOSE RELATED ISSUERS DURING THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
D/A
$2,166,874.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$3,150,880.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$1,743,370.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE AND/OR THE INCENTIVE ALLOCATION PAID/ALLOCATED TO THE INVESTMENT MANAGER AND GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$521,891.00
Yes
$0.00
Yes
THE FIGURE ABOVE REPRESENTS SALES COMMISSIONS PAID IN RESPECT OF THE ISSUER AND GREENHOUSE ONSHORE FUND LP.
D/A
$239,000.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE AND/OR THE INCENTIVE ALLOCATION PAID/ALLOCATED TO THE INVESTMENT MANAGER AND GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$521,891.00
Yes
$0.00
Yes
THE FIGURE ABOVE REPRESENTS SALES COMMISSIONS PAID IN RESPECT OF ISSUER AND GREENHOUSE OVERSEAS FUND LTD.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$6,396,662.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$2,024,926.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$2,754,940.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$6,799,724.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$1,452,045.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$6,036,926.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT[ LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$333,705.00
No
$0.00
No
THE PLACEMENT AGENT AGREEMENT WITH PJT PARTNERS LP WAS TERMINATED ON MARCH 17, 2024.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
D/A
$157,035.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D
$0.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$212,840.00
Yes
$0.00
No
SALES AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTOR ARE INCLUDED IN THE TOTAL.
D/A
$2,166,874.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$2,999,899.00
No
$0.00
No
STIFEL, NICOLAUS + CO. INC. BECAME SUCCESSOR TO BARCLAYS CAPITAL INC.-S PLACEMENT PROGRAM AND MORGAN STANLEY SMITH BARNEY LLC BECAME SUCCESSOR TO CREDIT SUISSE SECURITIES (USA) LLC-S PLACEMENT PROGRAM. COMPENSATION DUE IS PAID TO THE SUCCESSOR.
D/A
$1,500,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITY LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER.
D/A
$521,891.00
Yes
$0.00
Yes
THE FIGURE ABOVE REPRESENTS SALES COMMISSIONS PAID IN RESPECT OF THE ISSUER AND GREENHOUSE ONSHORE FUND LP.
D
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE AND/OR THE INCENTIVE ALLOCATION PAID/ALLOCATED TO THE INVESTMENT MANAGER AND GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$521,891.00
Yes
$0.00
Yes
THE FIGURE ABOVE REPRESENTS SALES COMMISSIONS PAID IN RESPECT OF ISSUER AND GREENHOUSE OVERSEAS FUND LTD.
D/A
$834,376.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE AND/OR THE INCENTIVE ALLOCATION PAID/ALLOCATED TO THE INVESTMENT MANAGER AND GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$4,999,973.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$1,479,730.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$1,592,878.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$5,488,600.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$1,017,361.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$5,477,730.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$20,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
D/A
$20,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
D/A
$50,672.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$50,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF THE ISSUER AND THE FUND AFFILIATED WITH THE ISSUER.
D/A
$50,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF THE ISSUER AND THE FUND AFFILIATED WITH THE ISSUER.
D/A
$0.00
Yes
$500,000.00
Yes
THE AMOUNT IN ITEM 15 REPRESENTS AN ADVISORY FEE THAT WILL BE CREDITED AGAINST THE FEES PAYABLE WITH RESPECT TO FUTURE REFERRED INVESTORS, AND IS AN ESTIMATE OF FEES PAID THROUGH JULY 1, 2022.
