Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
LIFESCI CAPITAL LLC
000168404
NONE
NONE
LIFESCI CAPITAL
000168404
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-11
D
$7,861,000.00
No
$0.00
No
2026-06-11
D
$1,800,000.00
No
$0.00
No
2026-03-04
D
$12,000,000.00
No
$0.00
No
6% OF THE AGGREGATE GROSS PROCEEDS RECEIVED BY THE COMPANY (I) UPON THE ISSUANCE OF THE WARRANTS AT CLOSING AND (II) UPON THE CASH EXERCISE OF THE COMMON WARRANTS.
2026-01-22
D
$1,560,000.00
Yes
$0.00
No
THE TOTAL SALES COMMISSION WILL BE DIVIDED AMONG THE THREE PLACEMENT AGENTS AS FOLLOWS: 75% TO LEERINK PARTNERS LLC, 12.5% TO LIFESCI CAPITAL LLC AND 12.5% TO OPPENHEIMER + CO. INC.