Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ABG, LLC
000167190
NONE
NONE
ABG, LLC
000167190
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-01-09
D/A
$656,012.00
Yes
$0.00
No
AGREEMENTS WITH ABG, LLC AND J.P. MORGAN SECURITIES, LLC WERE TERMINATED ON APRIL 29, 2020, AND APRIL 1, 2023, RESPECTIVELY.
2025-10-10
D/A
$6,787,880.00
Yes
$0.00
No
AGREEMENTS WITH ABG, LLC AND J.P. MORGAN SECURITIES LLC WERE EACH TERMINATED ON APRIL 29, 2020, AND APRIL 1, 2023, RESPECTIVELY.
2025-01-10
D/A
$615,926.00
Yes
$0.00
No
AGREEMENTS WITH ABG, LLC AND J.P. MORGAN SECURITIES, LLC WERE EACH TERMINATED ON APRIL 29, 2020 AND APRIL 1, 2023, RESPECTIVELY.
2024-10-11
D/A
$6,650,585.00
Yes
$0.00
No
AGREEMENT WITH ABG, LLC AND J.P. MORGAN SECURITIES LLC WERE EACH TERMINATED ON APRIL 29, 2020, AND APRIL 1, 2023, RESPECTIVELY.