Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
FNEX CAPITAL, LLC
000166316
NONE
NONE
FNEX CAPITAL, LLC
000166316
NONE
NONE
FNEX CAPITAL, LLC
000166316
FNEX CAPITAL, LLC
000166316
CHAY THOMAS LAPIN
006275140
FNEX CAPITAL, LLC
000166316
TIMOTHY JAMES EMMANUEL
007857742
FNEX CAPITAL, LLC
000166316
ORRIN FOSTER BARROW
006784158
FNEX CAPITAL, LLC
000166316
JEREMY HUDGENS
007841753
FNEX CAPITAL, LLC
000166316
THOMAS ARTHUR OLSEN
007338381
FNEX CAPITAL, LLC
000166316
MATTHEW DOUGLAS MCFARLAND
006675310
FNEX CAPITAL, LLC
000166316
ALEXANDER SANFORD MADDEN
007089201
FNEX CAPITAL, LLC
000166316
NICHOLAS ROBERT SNYDER
007138151
FNEX CAPITAL, LLC
000166316
ALEXANDER SANDFORD MADDEN
007089201
NONE
NONE
FNEX CAPITAL, LLC
000166316
FNEX CAPITAL, LLC
000166316
COREY CHRISTOPHER NOLEN
006588796
FNEX CAPITAL, LLC
000166316
KEITH WARREN CAWLEY
006303422
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$706,830.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
D/A
$252,693.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$18,844.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$103,762.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
D/A
$706,830.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
D/A
$2,806,502.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$1,005,829.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
D/A
$247,098.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$0.00
Yes
$18,844.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
