Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
LAKE STREET CAPITAL MARKETS, LLC
000164447
NONE
NONE
LAKE STREET CAPITAL MARKETS, LLC
000164447
NONE
NONE
LAKE STREET CAPITAL MARKETS, LLC
000164447
Companies
Company Name
IGNITON, INC.
VICARIOUS SURGICAL INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-29
D
$43,200.00
No
$0.00
No
2025-10-15
D
$351,897.00
No
$0.00
No
THE PLACEMENT AGENT RECEIVED A CASH PLACEMENT FEE EQUAL TO 6.0% OF THE GROSS PROCEEDS RECEIVED FROM THE SALE OF THE SECURITIES SOLD IN THE REGISTERED DIRECT OFFERING AND THE CONCURRENT PRIVATE PLACEMENT, PLUS EXPENSE REIMBURSEMENT OF $100,000.
2025-08-08
D
$120,000.00
No
$0.00
No
FOR ANY ADDITIONAL CLOSINGS, LAKE STREET CAPITALS MARKETS, LLC AND ROTH CAPITAL PARTNERS, LLC WILL RECEIVE SALES COMMISSIONS EQUAL TO 6% OF THE GROSS PROCEEDS.
2024-04-29
D
$180,000.00
No
$0.00
No