Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
THIRD SEVEN CAPITAL LLC
000160209
RICHARD LLOYD HILLSON
005668079
THIRD SEVEN CAPITAL LLC
000160209
ROBERT F. RIEGER
005865194
THIRD SEVEN CAPITAL LLC
000160209
DARRELL HABBEN JR.
004755305
NONE
NONE
THIRD SEVEN CAPITAL LLC
000160209
NONE
NONE
THIRD SEVEN CAPITAL LLC
000160209
THIRD SEVEN CAPITAL LLC
000160209
RICHARD LLOYD HILLSON
005668079
THIRD SEVEN CAPITAL LLC
000160209
ROBERT F. RIEGER
005865194
THIRD SEVEN CAPITAL LLC
000160209
DARRELL HABBEN JR.
004755305
NONE
NONE
THIRD SEVEN CAPITAL LLC
000160209
THIRD SEVEN CAPITAL LLC
000160209
JOSHUA WILLIAM WESTON MCKINLEY
004699505
NONE
NONE
THIRD SEVEN CAPITAL, LLC
000160209
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
THOSE LISTED IN ITM 12 ARE PAID AN AMOUNT EQUAL TO A % OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE FUND NO LONGER HAS AGREEMENTS WITH RECIPIENTS 2, 3 AND 4.
D/A
$2,806,502.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$0.00
Yes
$0.00
Yes
THOSE LISTED IN ITM 12 ARE PAID AN AMOUNT EQUAL TO A % OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE FUND NO LONGER HAS AGREEMENTS WITH RECIPIENTS 2, 3 AND 4.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
