Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GP NURMENKARI INC.
000153480
NONE
NONE
GP NURMENKARI INC.
000153480
NONE
NONE
GP NURMENKARI INC.
000153480
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-01
D
$1,720,000.00
No
$0.00
No
ISSUER ISSUED TO PLACEMENT AGENTS (OR THEIR DESIGNEES) WARRANTS TO PURCHASE UP TO 685,259 SHARES AT AN EXERCISE PRICE OF $2.51 (SUBJECT TO PRICE-BASED ADJUSTMENT) UNDER SECTION 4(A)(2)
2026-02-06
D/A
$1,866,626.00
Yes
$19,107.00
Yes
AMERIPRISE, PALLADIUM AND AMERICAN ENTERPRISE IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-10-24
D
$880,000.00
No
$0.00
No
2025-09-05
D
$630,000.00
No
$0.00
No
ISSUER ISSUED TO PLACEMENT AGENTS (OR THEIR DESIGNEES) WARRANTS TO PURCHASE UP TO 126,000 SHARES AT AN EXERCISE PRICE OF $5.00 (SUBJECT TO PRICE-BASED ADJUSTMENT) UNDER SECTION 4(A)(2)
2025-09-04
D
$560,000.00
No
$0.00
No
2025-08-19
D
$560,000.00
No
$0.00
No
ISSUER ISSUED TO PLACEMENT AGENTS (OR THEIR DESIGNEES) WARRANTS TO PURCHASE UP TO 140,000 SHARES AT AN EXERCISE PRICE OF $8.00 (SUBJECT TO PRICE-BASED ADJUSTMENT) UNDER SECTION 4(A)(2)
2025-06-23
D
$385,000.00
No
$0.00
No
2025-02-07
D/A
$1,866,626.00
Yes
$19,107.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-09-23
D
$224,490.00
No
$0.00
No
2024-05-31
D
$303,000.00
No
$0.00
No
ISSUER ISSUED TO PLACEMENT AGENTS (OR THEIR DESIGNEES) WARRANTS TO PURCHASE UP TO 500,550 SHARES AT AN EXERCISE PRICE OF $1.816 (SUBJECT TO PRICE-BASED ADJUSTMENT) UNDER SECTION 4(A)(2)
2024-05-31
D
$537,000.00
No
$0.00
No
ISSUER ISSUED TO PLACEMENT AGENTS (OR THEIR DESIGNEES) WARRANTS TO PURCHASE UP TO 887,114 SHARES AT AN EXERCISE PRICE OF $1.816 (SUBJECT TO PRICE-BASED ADJUSTMENT) UNDER SECTION 4(A)(2)