Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
WELLINGTON FUNDS DISTRIBUTORS INC.
000152768
NONE
NONE
WELLINGTON FUNDS DISTRIBUTORS, INC.
000152768
NONE
NONE
WELLINGTON FUNDS DISTRIBUTORS INC.
000152768
NONE
NONE
WELLINGTON FUND DISTRIBUTORS INC.
000152768
Companies
Company Name
BAY POND SELECT OPPORTUNITIES FUND, L.P.
WELLINGTON CREDIT STRATEGIES FUND (CAYMAN), LTD.
HAWKES BAY INVESTORS (CAYMAN), LTD.
WELLINGTON MACRO STRATEGIES FUND (CAYMAN), LTD.
WELLINGTON INSTITUTIONAL MULTI-STRATEGY FUND (CAYMAN), LTD.
WELLINGTON GLOBAL EQUITY LONG/SHORT FUND, LTD.
WELLINGTON-CIS DIVERSIFYING STRATEGIES FUND (CAYMAN), LTD.
PAGOSA INVESTORS (CAYMAN), LTD.
GLOBAL RESEARCH EQUITY EXTENDED FUND (CAYMAN), LTD.
IGUAZU INVESTORS (CAYMAN), SPC
WELLINGTON GLOBAL MULTI-STRATEGY FUND (CAYMAN), LTD.
WELLINGTON SECURITIZED OPPORTUNITIES, LTD.
WELLINGTON STRATEGIC EUROPEAN EQUITY LONG/SHORT FUND (CAYMAN), LTD.
WELLINGTON INDIA SELECT FUND, LTD.
WELLINGTON-CIS GLOBAL EQUITY FUND, L.P.
WELLINGTON-CIS FIXED INCOME FUND, L.P.
WELLINGTON ENERGY LONG/SHORT FUND, L.P.
WELLINGTON BIOTECHNOLOGY LONG/SHORT FUND, L.P.
WELLINGTON STRATEGIC EUROPEAN EQUITY LONG/SHORT FUND, L.P.
WELLINGTON GROWTH EQUITY LONG/SHORT FUND, L.P.
WELLINGTON FINANCIALS ABSOLUTE RETURN FUND, L.P.
PAGOSA PARTNERS, L.P.
BAY POND PARTNERS, L.P.
IGUAZU PARTNERS, L.P.
US RESEARCH EQUITY EXTENDED FUND, L.P.
INTERNATIONAL RESEARCH EQUITY EXTENDED FUND, L.P.
WELLINGTON SELECT QUALITY EQUITY, L.P.
GLOBAL RESEARCH EQUITY EXTENDED FUND, L.P.
WELLINGTON COMPOUND GROWTH, L.P.
WELLINGTON DURABLE ENTERPRISES, L.P.
WELLINGTON EXTENDED HORIZONS, L.P.
WELLINGTON GLOBAL TECHNOLOGY LONG/SHORT FUND, L.P.
WELLINGTON CREDIT STRATEGIES FUND, L.P.
WELLINGTON SELECT CHINA, L.P.
WELLINGTON GLOBAL EQUITY LONG/SHORT FUND, L.P.
WELLINGTON GLOBAL MULTI-STRATEGY FUND, L.P.
WELLINGTON NATURAL GAS OPPORTUNITIES II FUND (CAYMAN), LTD.
NEXT GENERATION VEHICLES FUND (CAYMAN), LTD.
WELLINGTON NATURAL GAS OPPORTUNITIES II FUND, L.P.
NORTH RIVER PARTNERS, L.P.
HAWKES BAY PARTNERS, L.P.
NEXT GENERATION VEHICLES FUND, L.P.
WELLINGTON MACRO STRATEGIES FUND, L.P.
BAY POND SELECT OPPORTUNITIES FUND (CAYMAN), LTD.
WELLINGTON MANAGEMENT INVESTORS (BERMUDA), LTD.
WELLINGTON MACRO EQUITY OPPORTUNITIES FUND, L.P.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$904,732.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$279,232.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$28,656.00
No
$0.00
No
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-06-26
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEEPAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-06-05
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-06-05
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-05-08
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-05-08
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-04-17
D/A
$104,746.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-04-17
D/A
$228,225.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-04-10
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-20
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-13
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-13
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-02-13
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-01-09
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-01-09
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2026-01-09
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-11-26
D/A
$16,269.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-10-17
D/A
$28,689.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-24
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$904,732.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
No
$0.00
No
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
No
$0.00
No
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
No
$0.00
No
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$151,448.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-07-01
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-06-30
D/A
$0.00
No
$0.00
No
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-06-06
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-06-06
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-05-16
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-05-09
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-05-09
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-05-07
D/A
$904,732.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-05-02
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12, ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-04-17
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-04-11
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-11
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-11
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-07
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-07
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-07
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-07
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-07
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-07
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-03-07
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-21
D/A
$9,838,087.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-14
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-14
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-02-14
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12. ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-01-23
D/A
$5,945,480.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-01-10
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-01-10
D/A
$151,448.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-01-10
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2025-01-10
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-11-27
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED SECOND IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-10-17
D/A
$28,689.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-06-06
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-06-06
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-05-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-05-07
D/A
$786,748.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-04-17
D/A
$0.00
Yes
$0.00
Yes
IF APPLICABLE, EMPLOYEES OF THE RECIPIENT LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-04-17
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
2024-04-15
D/A
$0.00
Yes
$0.00
Yes
RECIPIENTS LISTED IN ITEM 12 (EXCLUDING WFD, BUT INCLUDING, IF APPLICABLE, EMPLOYEES OF WFD) ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE IM (OR ITS AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.