Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
WALLACHBETH CAPITAL LLC
000147853
NONE
NONE
WALLACHBETH CAPITAL, LLC.
000147853
NONE
NONE
WALLACHBETH CAPITAL LLC
000147853
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-16
D
$252,000.00
No
$0.00
No
7% OF THE TOTAL NET PROCEEDS OF $3,600,000 (OID OF 15%).
2026-03-19
D/A
$0.00
Yes
$0.00
Yes
2026-03-18
D
$0.00
Yes
$0.00
Yes
2024-10-29
D
$213,023.00
Yes
$0.00
No
IN CONNECTION WITH THE OFFERING, THE PLACEMENT AGENT RECEIVED A CASH PLACEMENT FEE EQUAL TO 8.0% OF THE GROSS PROCEEDS RECEIVED FROM THE SALE OF THE SECURITIES SOLD IN THE REGISTERED DIRECT OFFERING AND THE PRIVATE PLACEMENT AMONG OTHER ITEMS.
2024-08-12
D
$36,000.00
Yes
$0.00
No
PLACEMENT AGENT FEE OF 8% PLUS WARRANTS TO PURCHASE UP TO 10,800 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $1.50.
2024-08-12
D
$104,167.00
Yes
$0.00
No
PLACEMENT AGENT FEE OF 8% PLUS WARRANTS TO PURCHASE UP TO 39,062 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $1.50.