Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ERIC P. MEYER
005881743
SPARTAN CAPITAL SECURITIES, LLC
000146251
NONE
NONE
SPARTAN CAPITAL SECURITIES LLC
000146251
SPARTAN CAPITAL SECURITIES, LLC
000146251
NONE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-11
D
$70,000.00
No
$0.00
No
2025-11-07
D
$560,000.00
No
$0.00
No
SPARTAN ALSO RECEIVED A CASH FEE OF $35,000 FOR NON-ACCOUNTABLE EXPENSES AND $55,000 FOR LEGAL FEES.
2025-04-01
D
$1,104,000.00
Yes
$0.00
No
FEES ASSUME ALL WARRANTS EXERCISED; SPARTAN CAPITAL SECURITIES, LLC AND ITS DESIGNEES WILL ALSO RECEIVE UP TO 420,000 SHARES OF SERIES C PREFERRED STOCK, WARRANTS TO PURCHASE UP TO 333,333 SHARES OF COMMON STOCK, AND $50,000 FOR LEGAL FEES.
2025-01-07
D
$441,575.00
Yes
$0.00
No
SPARTAN CAPITAL SECURITIES, LLC ("SPARTAN") AND ITS REPRESENTATIVE RECEIVED AN AGGREGATE OF 303,041 SHARES OF SERIES C PREFERRED STOCK AND WARRANTS TO PURCHASE UP TO 97,216 SHARES OF COMMON STOCK. THE ISSUER ALSO PAID SPARTAN $50,000 FOR ITS LEGAL FEES.