Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MOELIS
000145115
NONE
NONE
MOELIS + COMPANY LLC
000145115
NONE
NONE
MOELIS + COMPANY LLC
000145115
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-02
D/A
$0.00
No
$0.00
No
2025-06-13
D/A
$0.00
No
$0.00
No
2024-09-30
D/A
$7,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE COMPLETED AND ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
2024-09-30
D/A
$7,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENT AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE COMPLETED AND ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
2024-06-14
D/A
$0.00
Yes
$224,847.00
Yes
RECIPIENT 1 IS PAID A MONTHLY RETAINER PLUS EXPENSES INCURRED. THE MONTHLY RETAINER IS RECOUPABLE AGAINST ANY PERFORMANCE FEES. PERFORMANCE FEES ARE PAID AS A PERCENTAGE OF THE CAPITAL COMMITMENTS FROM A PROSPECTIVE PURCHASER TO BOTH RECIPIENTS.