Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BCW SECURITIES LLC
000144930
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
NONE
NONE
BCW SECURITIES LLC
000144930
NONE
NONE
BCW SECURITIES LLC
000144930
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID ANNUALLY FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID ANNUALLY FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
D/A
$6,396,662.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$6,036,926.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$6,799,724.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$2,754,940.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$5,477,730.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$5,488,600.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$1,592,878.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$4,999,973.00
No
$0.00
No
SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. AMOUNTS PAID WITH RESPECT TO NON-U.S. INVESTORS ARE INCLUDED IN THE TOTAL.
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID ANNUALLY FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.