Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PHOENIX FINANCIAL SERVICES
000144403
NONE
NONE
PHX FINANCIAL, INC., D/B/A PHOENIX FINANCIAL SERVICES
000144403
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-08
D
$2,106,391.00
No
$0.00
No
2026-02-18
D
$3,569,284.00
No
$0.00
No
2025-09-23
D
$2,100,000.00
No
$0.00
No
2025-08-08
D
$3,188,387.00
No
$0.00
No
THE ISSUER ALSO ISSUED WARRANTS TO PURCHASE AN AGGREGATE OF: (I) 166,667 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $0.0001 TO BENCHMARK AND SEAPORT AND (II) 829,730 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $3.00 TO THE PLACEMENT AGENTS.