Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
KKR CAPITAL MARKETS, LLC
000143571
KKR CAPITAL MARKETS LLC
000143571
NONE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-18
D/A
$3,400,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.
2025-11-05
D/A
$4,900,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.
2025-08-14
D/A
$45,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF INSURANCE HOLDING ENTITY AND AFFILIATED HOLDING ENTITY.
2025-07-01
D/A
$42,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF INSURANCE HOLDING ENTITY AND AFFILIATED HOLDING ENTITY.
2025-05-05
D/A
$3,400,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.
2025-05-05
D/A
$4,900,000.00
Yes
$0.00
No
ESTIMATE BASED ON COMPENSATION ARRANGEMENTS WITH ENTITIES IDENTIFIED IN ITEM 12.