Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
OCP CAPITAL, LLC
000143381
NONE
NONE
OCP CAPITAL, LLC
000143381
NONE
NONE
OCP CAPITAL, LLC
000143381
OCP CAPITAL, LLC
000143381
NOT APPLICABLE
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. NO PAYMENTS HAVE BEEN MADE.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. NO PAYMENTS HAVE BEEN MADE.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$14,248,377.00
Yes
$0.00
No
THE AMOUNT IN ITEM 15 INCLUDES SALES COMMISSIONS PAID TO PLACEMENT AGENTS FOR NON-US INVESTORS.
D/A
$4,574,396.00
No
$0.00
No
THE AMOUNT IN ITEM 15 INCLUDES SALES COMMISSIONS PAID TO PLACEMENT AGENTS FOR NON-US INVESTORS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$30,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. NO PAYMENTS HAVE BEEN MADE.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. NO PAYMENTS HAVE BEEN MADE.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$3,526,925.00
No
$0.00
No
THE AMOUNT IN ITEM 15 INCLUDES SALES COMMISSIONS PAID TO PLACEMENT AGENTS FOR NON-US INVESTORS.
D/A
$11,909,786.00
Yes
$0.00
No
THE AMOUNT IN ITEM 15 INCLUDES SALES COMMISSIONS PAID TO PLACEMENT AGENTS FOR NON-US INVESTORS.
