Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
LCS SECURITIES, LLC
000140147
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
EACH BD IS ENTITLED TO RECEIVE A % OF MGT FEE + INCENTIVE FEE ATTRIBUTABLE TO INVESTORS IT INTRODUCED TO THE FUND. ON 2/11/12, 4/8/15, 4/12/18 + 3/29/19 THE FUND CEASED TO USE THE SVCS OF CAP GROWTH SEC, PICKWICK CAP, LCS SEC + EASTERLY SEC.
D/A
$0.00
No
$0.00
No
EACH BD IS ENTITLED TO RECEIVE A % OF MGT FEE + INCENTIVE FEE ATTRIBUTABLE TO INVESTORS IT INTRODUCED TO THE FUND. ON 2/11/12, 4/8/15, 4/12/18 + 3/29/19 THE FUND CEASED TO USE THE SVCS OF CAP GROWTH SEC, PICKWICK CAP, LCS SEC + EASTERLY SEC.
