Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
FRONTIER SOLUTIONS, LLC
000136102
NONE
NONE
FRONTIER SOLUTIONS, LLC
000136102
NONE
NONE
FRONTIER SOLUTIONS, LLC
000136102
NONE
NONE
FRONTIER SOLUTIONS, LLC
000136102
NONE
NONE
FRONTIER SOLUTIONS, LLC
000136102
NONE
NONE
FRONTIER SOLUTIONS LLC
000136102
NONE
NONE
FRONTIER SOLUTIONS, LLC
000136102
FRONTIER SOLUTIONS LLC
000136102
OAKPOINT ADVISORS, LLC
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$305,730.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE GENERAL PARTNER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$221,827.00
Yes
$0.00
Yes
RECIPIENTS 1, 2, 3 AND 4 ARE PAID A PERCENTAGE OF THE INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES. RECIPIENTS NOTED ABOVE ARE THE ONLY ITEM 12 RECIPIENTS CURRENTLY ENGAGED BY OHPC LP.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES IN ITEM 12 WERE PAID A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE SECOND ENTITY IN ITEM 12 TERMINATED ITS SEC REGISTRATION AND IS NO LONGER ACTIVE.
D/A
$346,719.00
Yes
$0.00
Yes
THE RECIPIENTS SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. RECIPIENT 2 HAS NOT YET BEEN PAID.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE PERFORMANCE COMPENSATION.
D/A
$360,135.00
Yes
$0.00
Yes
THE RECIPIENTS SERVE AS PLACEMENT AGENTS AND ARE ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. RECIPIENT 2 HAS NOT YET BEEN PAID.
D/A
$187.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
D/A
$6,091.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
D/A
$268,544.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS ENTITLED TO A PERCENTAGE OF THE FEES PAID TO THE GENERAL PARTNER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES IN ITEM 12 WERE PAID A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE FIRST ENTITY IN ITEM 12 TERMINATED ITS SEC REGISTRATION AND IS NO LONGER ACTIVE.
D/A
$122,210.00
Yes
$0.00
Yes
RECIPIENTS 1 AND 2 ARE PAID A PERCENTAGE OF THE INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES. RECIPIENTS 1 AND 2 ARE THE ONLY ITEM 12 RECIPIENTS CURRENTLY ENGAGED BY OHPC LP.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES IN ITEM 12 WERE PAID A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE SECOND ENTITY IN ITEM 12 TERMINATED ITS SEC REGISTRATION AND IS NO LONGER ACTIVE.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE PERFORMANCE COMPENSATION.
D/A
$2,693.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
D/A
$214.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES IN ITEM 12 WERE PAID A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION. THE FIRST ENTITY IN ITEM 12 TERMINATED ITS SEC REGISTRATION AND IS NO LONGER ACTIVE.
