Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
RESOURCE SECURITIES INC.
000133022
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-19
D/A
$4,200,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
2026-05-19
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
2026-01-29
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
2026-01-29
D/A
$4,000,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
2025-05-09
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
2025-05-09
D/A
$3,700,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
2024-05-10
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
2024-05-10
D/A
$3,450,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.