Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RAINMAKER SECURITIES, LLC
000132995
NONE
NONE
RAINMAKER SECURITIES, LLC
000132995
NONE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-24
D/A
$1,480,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUND.
2026-04-24
D/A
$1,480,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.
2025-01-06
D/A
$1,480,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUND.
2025-01-06
D/A
$1,480,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSIONS OF FUND AND AFFILIATED FUNDS.