Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SEQUENCE FINANCIAL SPECIALISTS LLC
000132915
UNKNOWN
NONE
SEQUENCE FINANCIAL SPECIALISTS LLC
000132915
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
NONE
NONE
SEQUENCE FINANCIAL SPECIALISTS LLC DBA INVESTAMERICA
000132915
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-22
D/A
$10,000.00
No
$0.00
No
2025-12-31
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2025-12-31
D/A
$0.00
Yes
$0.00
No
$2,750 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2024-12-20
D/A
$0.00
Yes
$0.00
No
$2,750 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2024-11-06
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2024-04-05
D
$0.00
Yes
$63,000.00
Yes
NO BROKER DEALER WAS USED IN THE SALES AS OF THE DATE HEREOF AND NO SALES COMMISSIONS HAVE BEEN PAID. FUTURE SALES SHALL BE SUBJECT TO FEES AND COMMISSIONS DESCRIBED ABOVE.