Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
AQUEDUCT CAPITAL GROUP, LLC
000131452
NONE
NONE
AQUEDUCT CAPITAL GROUP, LLC
000131452
AQUEDUCT CAPITAL GROUP, LLC
000131452
NONE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-24
D/A
$380,020.00
Yes
$0.00
Yes
IM HAS AGREED TO PAY BROKERS WHO INTRODUCE INVESTORS TO THE FUND A % OF THE FEE AND INCENTIVE ALLOCATION DUE TO THE IM OR ITS AFFILIATES. THOSE AGREEMENTS DO NOT INCREASE THE FEES OR EXPENSES OF THE FUND. THERE IS NO AGREEMENT IN PLACE WITH RECIPIENTS
2026-03-25
D/A
$0.00
No
$1,792,461.00
No
2025-09-03
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE PAYABLE BY THE INVESTMENT MANAGER.
2025-09-03
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE PAYABLE BY THE INVESTMENT MANAGER.
2025-05-21
D/A
$25,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSION OF FUND AND AFFILIATED FUNDS.
2025-05-21
D/A
$25,000,000.00
Yes
$0.00
Yes
INCLUDES SALES COMMISSION OF FUND AND AFFILIATED FUNDS.
2025-04-25
D/A
$380,020.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER HAS AGREED TO PAY BROKERS WHO INTRODUCE INVESTORS TO THE FUND A PERCENTAGE OF THE FEE AND INCENTIVE ALLOCATION DUE TO THE INVESTMENT MANAGER OR ITS AFFILIATES. THOSE AGREEMENTS DO NOT INCREASE THE FEES OR EXPENSES OF THE FUND.
2025-03-25
D/A
$0.00
No
$1,380,166.00
No
2025-01-14
D/A
$550,000.00
Yes
$0.00
Yes
2025-01-03
D/A
$154,102.00
Yes
$0.00
Yes
ITEMS 12 + 15 REFLECT SALES COMPENSATION RECIPIENTS + AMOUNTS PAID SINCE OUR PREVIOUS FORM D IN JANUARY 2024. THE ISSUER DOES NOT CHARGE SALES COMMISSION AT TIME OF INVESTMENT BUT RECIPIENTS MAY SHARE A PORTION OF FEES PAID TO ISSUER-S IM OR AFFILIATES.
2024-04-26
D/A
$380,020.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER HAS AGREED TO PAY BROKERS WHO INTRODUCE INVESTORS TO THE FUND A PERCENTAGE OF THE FEE AND INCENTIVE ALLOCATION DUE TO THE INVESTMENT MANAGER OR ITS AFFILIATES. THOSE AGREEMENTS DO NOT INCREASE THE FEES OR EXPENSES OF THE FUND.