Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EQUUS FINANCIAL CONSULTING LLC
000131449
SEAN SAMUEL PLUMMER
002938813
NONE
NONE
EQUUS FINANCIAL CONSULTING LLC
000131449
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-21
D/A
$145,500.00
No
$0.00
No
2025-03-21
D/A
$2,500.00
No
$0.00
No
2024-10-10
D/A
$3,000,000.00
Yes
$0.00
No
2024-10-10
D/A
$3,000,000.00
Yes
$0.00
No