Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EMERSON EQUITY LLC
000130032
ALEXANDER WILLARD DUFF
002663004
NONE
NONE
EMERSON EQUITY LLC
000130032
EMERSON EQUITY LLC
000130032
JOHN PAUL LEDESMA
002379751
EMERSON EQUITY, LLC
000130032
PAUL M. GETTY
006470002
EMERSON EQUITY, LLC
000130032
TANIA RENE JERNIGAN
002007819
EMERSON EQUITY, LLC
000130032
TIMOTHY JOHN SHERER
000833618
EMERSON EQUITY, LLC
000130032
MICHAEL GHIRARDO
007314050
EMERSON EQUITY, LLC
000130032
DANIEL JAMES MERCER
006698392
EMERSON EQUITY LLC
000130032
ZACK STEVEN BROUGH
005674690
EMERSON EQUITY LLC
000130032
ROBERT HOWARD ZINK
005105262
EMERSON EQUITY LLC
000130032
ROBERT DALE MUTCH
005966517
EMERSON EQUITY LLC
000130032
JOSHUA DAVID CHAPIN
005825638
EMERSON EQUITY LLC
000130032
BRUCE ROBERT BEETZ
001527269
EMERSON EQUITY LLC
000130032
MICHAEL JAMES GHIRARDO
007314050
EMERSON EQUITY LLC
000130032
DOUGLAS M. ZATOR
006321246
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-25
D/A
$252,693.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2026-04-22
D/A
$225,811.00
Yes
$0.00
No
2026-03-06
D/A
$2,806,502.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2026-03-06
D/A
$1,005,829.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE MAXIMUM TRANSACTION AMOUNT. THEY WILL ALSO RECEIVE A $5,000 PER MONTH ADVISORY FEE FOR THIS OFFERING.
2026-01-30
D/A
$0.00
No
$0.00
No
CLEARVIEW TRADING ADVISORS, INC. ("CLEARVIEW") WILL RECEIVE AN INVESTOR VETTING FEE IN THE AMOUNT OF UP TO 0.10% OF THE TOTAL TRANSACTION AMOUNT. CLEARVIEW WILL ALSO RECEIVE A $5,000.00 PER MONTH ADVISORY FEE RELATED TO THIS OFFERING.
2025-10-27
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2025-10-21
D/A
$2,100,000.00
Yes
$0.00
No
AMOUNT INCLUDES A MAXIMUM OF $1,470,000 IN SALES COMMISSION AND $630,000 IN PLACEMENT FEES.
2024-11-01
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.