Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
KOVITZ SECURITIES, LLC
000129878
NONE
NONE
KOVITZ SECURITIES, LLC
000129878
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$529,003.00
Yes
$0.00
Yes
THE AMOUNTS ABOVE ARE ROUGH ESTIMATE OF PAYMENTS MADE SINCE INCEPTION BY THE GP TO ITS EMPLOYEES WHO WERE ALSO AGENTS OF KOVITZ SECURITIES, LLC, A BROKER- DEALER THAT WAS UNDER COMMON OWNERSHIP WITH THE GP AND WAS TERMINATED IN DECEMBER 2020.
D/A
$1,115,874.00
Yes
$14,000.00
Yes
FIGURES ARE ROUGH ESTIMATE OF PAYMENTS MADE SINCE INCEPTION BY THE GP TO ITS EMPLOYEES WHO WERE ALSO AGENTS OF KOVITZ SECURITIES, LLC, A BROKER-DEALER THAT WAS UNDER COMMON OWNERSHIP WITH THE GP AND WAS TERMINATED IN DEC 2020 AND TO THIRD PARTY MARKETERS.
D/A
$529,003.00
Yes
$0.00
Yes
THE AMOUNTS ABOVE ARE ROUGH ESTIMATE OF PAYMENTS MADE SINCE INCEPTION BY THE GP TO ITS EMPLOYEES WHO WERE ALSO AGENTS OF KOVITZ SECURITIES, LLC, A BROKER-DEALER THAT WAS UNDER COMMON OWNERSHIP WITH THE GP AND WAS TERMINATED IN DECEMBER 2020.
D/A
$1,115,874.00
Yes
$14,000.00
Yes
FIGURES ARE ROUGH ESTIMATE OF PAYMENTS MADE SINCE INCEPTION BY THE GP TO ITS EMPLOYEES WHO WERE ALSO AGENTS OF KOVITZ SECURITIES, LLC, A BROKER-DEALER THAT WAS UNDER COMMON OWNERSHIP WITH THE GP AND WAS TERMINATED IN DEC 2020 AND TO THIRD PARTY MARKETERS.
