Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GALLATIN CAPITAL LLC
000124738
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-24
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2026-06-15
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2026-06-15
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2026-06-15
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2026-06-15
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2026-01-30
D/A
$0.00
Yes
$1,297,598.00
Yes
2026-01-02
D/A
$1,339,192.00
No
$0.00
No
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2025-12-05
D/A
$0.00
Yes
$0.00
Yes
RECIPIENT 2 IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT AND INCENTIVE FEES PAID TO THE INVESTMENT MANAGER (OR AFFILIATES) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT. THE ISSUER NO LONGER HAS AGREEMENTS WITH RECIPIENT 1.
2025-10-03
D/A
$65,229,235.00
No
$0.00
No
2025-06-26
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-01-31
D/A
$0.00
Yes
$1,117,274.00
Yes
2025-01-03
D/A
$1,339,192.00
No
$0.00
No
2025-01-03
D/A
$40,953,706.00
No
$0.00
No
2024-12-06
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-12-06
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-12-06
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-12-06
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2024-10-04
D/A
$42,263,567.00
No
$0.00
No
2024-09-27
D/A
$20,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
2024-09-27
D/A
$20,000,000.00
Yes
$0.00
No
SALES COMMISSIONS REPRESENTS AN ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER AND/OR ITS RELATED PARALLEL FUNDS.
2024-07-11
D
$0.00
No
$0.00
No
IF SUCCESSFUL, THE RECIPIENTS LISTED IN ITEM 12 MAY BE PAID FEES THAT ARE DETERMINED BY REFERENCE TO THE AMOUNT OF THE RELEVANT COMMITMENTS, OR BY REFERENCE TO THE MANAGEMENT FEES AND/OR CARRIED INTEREST EARNED BY THE INVESTMENT MANAGER.
2024-06-26
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.