Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
BTIG, LLC
000122225
NONE
NONE
BTIG, LLC
000122225
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-15
D/A
$0.00
Yes
$71,000.00
Yes
THE INVESTMENT MANAGER HAD ENGAGED RECIPIENTS 1 AND 2 ON A MONTHLY RETAINER BASIS.
2026-05-12
D/A
$0.00
No
$0.00
No
2026-05-08
D/A
$10,500.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY SALES COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF BTIG, LLC. THE SALES RELATIONSHIP WITH BTIG, LLC HAS BEEN TERMINATED.
2026-05-08
D/A
$10,500.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY SALES COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF BTIG, LLC. THE SALES RELATIONSHIP WITH BTIG, LLC HAS BEEN TERMINATED.
2025-05-16
D/A
$0.00
Yes
$71,000.00
Yes
THE INVESTMENT MANAGER HAD ENGAGED RECIPIENTS 1 AND 2 ON A MONTHLY RETAINER BASIS.
2025-05-14
D
$0.00
No
$0.00
No
2025-05-09
D/A
$10,500.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY SALES COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF BTIG, LLC. THE SALES RELATIONSHIP WITH BTIG, LLC HAS BEEN TERMINATED.
2025-05-09
D/A
$10,500.00
No
$0.00
No
THE ISSUER DOES NOT BEAR THE EXPENSE OF ANY SALES COMMISSIONS OR FEES WITH RESPECT TO THE SERVICES OF BTIG, LLC. THE RELATIONSHIP WITH BTIG, LLC HAS BEEN TERMINATED.
2024-10-28
D
$700,000.00
No
$0.00
No
2024-05-17
D/A
$0.00
Yes
$57,000.00
Yes
THE INVESTMENT MANAGER HAS ENGAGED THE RECIPIENTS ON A MONTHLY RETAINER BASIS.