Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
CHARDAN CAPITAL MARKETS LLC
000120128
NONE
NONE
CHARDAN CAPITAL MARKETS LLC
000120128
NONE
NONE
CHARDAN CAPITAL MARKETS, LLC
000120128
NONE
NONE
CHARDAN CAPITAL MARKETS, LLC
000120128
NONE
NONE
CHARDAN CAPITAL MARKETS, LLC
000120128
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-22
D
$0.00
No
$0.00
No
2025-07-22
D
$3,000,000.00
Yes
$0.00
No
REPRESENTS 6% OF THE TRANSACTION-S GROSS PROCEEDS ISSUED AS 307,692 SHARES OF PREFERRED STOCK TO PURCHASE 923,076 SHARES OF COMMON STOCK AND WARRANTS TO PURCHASE 1,846,153 SHARES OF COMMON STOCK. THE CONVERSION AND EXERCISE PRICE ARE BOTH $3.25 PER SHARE.
2025-05-07
D
$217,000.00
Yes
$0.00
No
2025-03-13
D
$400,000.00
Yes
$0.00
No
ASSUMES MAXIMUM COMMISSION PAID INCLUDING $90,000 IN CONNECTION WITH THE FIRST CLOSING AND AN EXPECTED 5% COMMISSION FOR A SECOND CLOSING, IF APPLICABLE.
2024-12-23
D
$378,686.00
No
$0.00
No
2024-10-28
D
$700,000.00
No
$0.00
No
2024-04-04
D
$794,124.00
Yes
$0.00
No