Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
LAIDLAW + COMPANY (UK) LTD.
000119037
NONE
NONE
LAIDLAW + COMPANY (UK) LTD
000119037
NONE
NONE
LAIDLAW + COMPANY (UK) LTD.
000119037
NONE
NONE
LAIDLAW + COMPANY (UK) LTD.
000119037
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-01
D
$1,917,949.00
No
$0.00
No
2026-02-25
D
$900,002.00
No
$0.00
No
2025-10-14
D
$1,243,923.00
No
$0.00
No
DOES NOT INCLUDE $35,000 NON-ACCOUNTABLE EXPENSE REIMBURSEMENT.
2024-07-24
D
$175,000.00
No
$0.00
No
$52,500 OF THE REPORTED SALES COMMISSION WAS PAID TO A.G.P./ALLIANCE GLOBAL PARTNERS AND $122,500 OF THE REPORTED SALES COMMISSION WAS PAID TO LAIDLAW + COMPANY (UK) LTD.
2024-04-12
D
$420,000.00
No
$0.00
No
ASSUMES MAXIMUM COMMISSION FEES PAID.